|
An Overview
and Annotated Bibliography
U.S. Department of Health and Human Services
Health Resources and Services Administration
Office of Rural Health Policy
This document was prepared under HRSA contract
#03H1163080D, U.S. Department of Health and Human Services, Health
Resources and Services Administration, Office of Rural Health Policy.
Contents
Foreword
Preface
Chapter 1-Rural America Today
Chapter 2-Epidemiological
Overview of Mental Health in Rural America
Chapter 3-Epidemiological
Overview of Substance Abuse in Rural America
Chapter 4-Mental Health Service
Delivery in Rural Areas: Organizational and Clinical Issues
Chapter 5-Workforce Development
Chapter 6-Where to Go From
Here: Rural Mental Health in the 21st Century
A User's Guide to the Annotated
Bibliography
Annotations
Foreword
| It is with pleasure that we offer
you this third edition of Mental Health and Rural America. This
work, which provides a comprehensive overview and annotated
bibliography, focuses upon the period of 1994-2005. The preceding
editions of this work are some of the most cited in rural mental
health.
What we see in these bodies of work are the challenges facing
rural America in meeting the needs of its citizens with mental
illnesses and substance use disorders. Beyond the challenges,
the opportunities captured and unique solutions are also reported.
Mental Health and Rural America: 1994-2005 seeks to concisely
present a comprehensive summary of the current knowledge base
around mental health issues in rural and frontier America.
This information, it is hoped, will be a valuable resource
across the spectrum of rural mental health, from local community
planning to national policy development.
This publication was developed by the Federal Office of
Rural Health Policy, Health Resources and Services Administration
in cooperation with the Mental Health Program of the Western
InterState Commission for Higher Education (WICHE). Rural
America is a diverse environment in every way, including its
cultures, landscapes, and economies. There is "no one
rural", but there are many rural myths. This book will
provide the reader with an array of information to begin to
help understand the facts of rural mental health today at
the beginning of the 21st Century.
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While many things have changed
over the course of the 30 years since the first book in this
series was published, too many challenges facing rural mental
health systems of care remain unresolved. Rural America suffers
critical shortages of mental health professionals, and the percent
of rural Americans who are underserved has remained unchanged
across this span of time.
Financing for rural mental health services remains problematic
today, with rural Americans too often being priced out of
the health insurance marketplace, and the coverage that many
rural Americans can afford does not provide benefits for mental
health or substance use care.
It appears clear today, after decades of study that rural
Americans suffer from mental illnesses and substance use disorders
at rates similar to their urban peers. It is also clear, that
while the prevalence and incidence rates may be evenly distributed
and rurality does not in itself increase the possibility that
rural Americans may be at significantly increased risk for
poor health outcomes, the resources to address their mental
health and substance use disorders are either not available
or not accessible.
Mental Health and Rural America: 1994-2005, provides a solid
resource to assist Federal, State, and local efforts to improve
quality mental health and substance use policy and services
for rural America.
|
Marcia K. Brand, Ph.D.
Associate Administrator for Rural Health, HRSA |
Dennis F. Mohatt. Director
WICHE Mental Health Program |
Preface
Mental Health and Rural America:1994-2005
represents the third edition of a comprehensive overview and annotated
bibliography focused on rural mental health. The previous editions
(Flax, Wagenfeld, Ivens & Weiss, 1979; and Wagenfeld, Murray,
Mohatt & DeBruyn, 1994) have been frequently cited in the rural
mental health literature and have served as valuable sources of
information relating to rural mental health in the United States.
The previous editions, and the current,
have reviewed the environment of rural mental health at points-in-time
over the past three decades. Not surprising to those engaged daily
in the delivery of mental healthcare in rural America, much has
changed and much has remained the same across this span of time.
This new edition will examine both what is new and what remains
unchanged.
Support for Mental Health and Rural America:
1994-2005 has been made available by the Federal Office of Rural
Health Policy (ORHP) in the Health Resources and Services Administration
(HRSA), U.S. Department of Health and Human Services (HHS). ORHP
is the "focal-point" for coordination of rural health
services for HHS. ORHP also supported the production of the second
edition, in the early 1990s, and has provided strong leadership
since its establishment in including mental health in its rural
health vision. The Mental Health Program of the Western InterState
Commission for Higher Education (WICHE) was selected to edit and
coordinate its production. Since 1955, the WICHE mental health program
has worked to support mental health system improvement and workforce
development. It is fitting the publication of this Third edition
coincides with the 50th anniversary of the WICHE mental health program.
The production of this third edition also marks
the departure of Morton O. Wagenfeld from the editorial team. Dr.
Wagenfeld has happily and gainfully retired from a prestigious academic
and research career at Western Michigan University.
Mortie was a true mentor to generations of many
of us with a passion for rural mental health and rural America.
His lively mind, and eye for what makes a difference, resulted in
a significant body of rural mental health research and analysis.
His work is a gift to us all.
In keeping with the style and content of the
previous editions, the Third edition seeks to provide a single-source
of current rural mental health information. The focus is upon the
period of 1994-2005. The volume is divided into two sections: the
narrative overview and annotated bibliography. These two sections
are integrated, however not all annotated references have been cited
in the narrative section or vice versa. The material utilized in
this document was discovered through electronic library searches
of mental health and health related archives and indexes. The editors
reviewed the enormous amount of material and selected those that
together seemed to provide a clear and comprehensive picture of
the rural mental health environment today. The electronic search
was augmented by numerous colleagues who offered their insights,
knowledge, and assistance.
In the midst of the "information age,"
when a simple Google search reveals 26,500+ hits for the term
"rural mental health," the need for this work is even
more important to provide a source of context, review, and analysis
of the vast array of data and information that can sometimes be
overwhelming and often more than a little confusing. The world of
the personal computer and internet access is also one of the most
significant differences between this edition and the previous volumes.
The current edition will include citations of material published
on websites, something not cited in past editions.
The development of the Mental Health and Rural
America: 1994-2005, coincided with the WICHE Mental Health Program's
work with the Rural Issues Subcommittee of the President's New Freedom
Commission on Mental Health and the development of the Rural Issues
Background Paper released for public access in 2005. The work of
the President's Commission has truly created new momentum across
the nation to transform mental healthcare, and has brought serious
attention to rural mental health. The Commission's Rural Issues
Subcommittee Chairperson, Nancy Speck, Ph.D., provided extraordinary
guidance to these parallel review efforts.
Blanca Fuertes, from the staff of the Federal
Office of Rural Health Policy, served as the project officer for
the development of Mental Health and Rural America: 1994-2005 and
provided both good counsel and technical advice. The support of
ORHP was essential to making the notion of a third edition a reality.
The leadership of ORHP Director, Marcia Brand, and Deputy Director,
Tom Morris, was critical in making this project move from a good
idea to a finished product. We also acknowledge the support and
guidance of many colleagues from across the nation. Dr. Anthony
Pollitt, from the National Institute of Mental Health (NIMH) Office
of Rural Mental Health Research, was always prepared to field a
research question and assist our efforts to identify key studies.
Dr. David Lambert, past-President of the National Association for
Rural Mental Health, and Steve Wilhide, former Executive Director
of the National Rural Health Association, were always responsive
to requests for information and policy analysis. Finally, Jenny
Shaw, the WICHE mental health administrative and project coordinator
provided the organizational focal point for putting it all together.
Thank you for the hard work.
Transforming mental health in America is the
battle cry today, as a result of the work of the President's New
Freedom Commission on Mental Health. Other reports such as the
Institute of Medicine Report Quality through Collaboration: The
Future of Rural Health (2005) also emphasize the need for better
coordination of care and collaboration among providers of services
and their communities. Rural mental health is on the agenda, and
the leadership within HRSA and SAMHSA are taking rural seriously.
From rural mental health workforce development to scientific discovery,
rural America has often simply not been taken into account, it is
our hope that Mental Health and Rural America: 1994-2005
helps support those many individuals from across our vast nation
make rural count.
Dennis F. Mohatt
Mimi M. Bradley
Scott J. Adams
Chad D. Morris
Western InterState Commission for Higher Education
Boulder, Colorado
January 2005
1
Rural America Today
There is not one rural America. The rural United
States is a place of great diversity, which is perhaps a surprise
to many in the majority metropolitan population. Rural is many small
places scattered across the vast landscape of America.
In the eastern half of the nation, rural is the
green space between the large metropolitan areas from Maine to Florida,
the little towns and villages off the InterState 95 corridor, the
isolated places of Appalachia, the Deep South, the Ohio and Mississippi
river valleys. This rural America is much more densely populated,
with many small towns spread along the twisting two-lane highways
and back roads that lace the region like a spider's web. The State
with the largest rural population is Pennsylvania, with over 2.8
million rural residents, while in Vermont, over 60 percent of the
population is rural.1
Crossing the Mississippi River marks the beginning
of a different rural. The density begins to thin, the little towns
and villages becoming increasingly spread apart. The twisting roads
give way to a uniform grid of roads, which follow the checkerboard
like section lines. Finally, out past the 100th meridian, precipitation
becomes a welcome albeit infrequent event and the population becomes
so lean and remote it is referred to by many as frontier. Large
metropolitan areas exist like island fortresses, and rural dominates
the landscape. While satellite pictures of the eastern U.S. at night
emanate a glow, much of the west is darkness. The west coast again
emulates the pattern of the east, with the population density high
along the InterState 5 corridor, and thinning proportionate to distance
from it.
Rural America has always been a place of diversity.
The picture many hold of a homogeneous agrarian hinterland is simply
a myth. Even prior to European discovery, diversity was the norm
with an indigenous population made up of hundreds of tribes speaking
nearly as many different languages. Some farmed in settlements,
while others were nomads. Small places may have been the norm, but
even then these places were very different.
This chapter will provide a picture of the demographics
and socioeconomic landscape of the United States and attempt to
share what is clear about rural America at the close of the 20th
and beginning of the 21st century. It cannot be a complete picture,
but it will be a complex illustration.
What's Rural?
A myriad of methods for determining what physically
constitutes rural versus non-rural areas of the United States is
employed by the Federal government. No consistent definition is
used across agencies or programs (HHS, 2002). For the purposes of
this book, the terms rural and nonmetro will be used
interchangeably, as will the terms urban and metro.
When programs are implemented to provide health
services to rural areas, they immediately encounter the problem
that there are no operational definitions of "rural areas"
that precisely divide the population of the United States into "rural
residents" and "urban residents."
The two most commonly used definitions are by
the Office of Management and Budget (OMB) and the Census Bureau.
All information for the following section was cited from OMB, Census
Bureau and Economic Research Service data. Over the past 10 years,
many sources encouraged the OMB to classify the entire United States
into population categories and to not leave any regions outside
urban areas as unclassifiable.
In June 2003, the OMB released a new classification
system to define metropolitan (i.e., metro or urban) and nonmetropolitan
(i.e., nonmetro, micropolitan, or rural) areas based on census data
from 2000. The OMB previously defined metropolitan areas by central
counties with one or more cities of at least 50,000 residents or
with an urbanized area of 50,000 or more and total area population
of at least 100,000. Counties surrounding these areas were included
if they met two primary criteria: 1) they were both economically
tied to the central county measured by daily commuting and 2) they
showed a level of "metropolitan character" defined by
population density, urbanization and population growth. However,
a county with high "metropolitan character" would be included
even though only 15 percent of it workers commute, but a county
low in "metropolitan character" would be classified as
nonmetro no matter how high the commuting percentage to the main
county.
In the new "core-based statistical area"
system, OMB defined metro by the following two characteristics:
1) central counties with one or more urbanized areas and 2) outlying
counties that are economically tied to the core counties as measured
by the amount of people who commute for work. Outlying counties
are included in the metro classification if 25 percent of workers
living in the county commute to the metro counties, or if 25 percent
of the employment in the county consists of workers coming out from
the metro counties (i.e., reverse commuting).
The OMB defines nonmetro as those counties outside
the boundaries of metro areas. These nonmetro counties are then
subdivided into two types: 1) micropolitan areas and 2) noncore
counties.
Micropolitan areas are defined by clusters of 10,000 or more persons.
All remaining areas are classified as "noncore" counties.
The Census Bureau modified its measurement procedures
for rural and urban areas in 2003 as well. An urbanized area
is defined by a region with at least 50,000 people. The Census Bureau
added the definition of urban cluster, measured by at least
2,500 people but no more than 50,000 people. Rural is still
defined by small settlements of less than 2,500 people. However,
the Bureau now identifies small towns and cities that have adjoining
towns or suburbs. For example, if a town of 3,000 people has 300
residents living in thinly settled portions, the 300 are classified
as rural and the 2,700 are classified as an urban cluster.
Map 1

New classification parameters within the OMB and
the Census Bureau have led to significant shifts in the description
of rural geography and population data. These shifts highlight the
diversity that exists in non-urban areas in America. New population
measurement procedures will allow for better and more complete data
collection in rural areas. Better data will ultimately lead to increased
understanding of rural population trends and attention from policymakers
and other interested parties.
Extensive discussions of the implications of this
array of definitions to health and human services programs have
been published by Hewitt (1989), Wagenfeld, Murray, Mohatt &
DeBruyn (1994) and Ciarlo, Wagenfeld & Mohatt (1996).
Despite advances in making rural definitions more
precise, the fact that the OMB and the Census Bureau categorize
regions slightly differently leads to disparate population results.
For example, according to the OMB definition, rural America comprises
17 percent (49 million) of the population, compared to 21 percent
(59 million) by the Census definition. Researchers and policy makers
need to be aware of which definition is used and that it is used
consistently throughout a study or document.
According to the Census Bureau definitions, in
2000, 68 percent of Americans lived in urbanized areas, 11
percent lived in urban clusters and 21 percent in rural
areas. In the OMB's recent population data (also from 2000), 298
formerly nonmetro counties are now classified as metro and 45 metro
counties were reclassified as nonmetro. These recent statistics
reflect the pattern of urban growth over the past decade as well
as highlight the new system for metro and nonmetro classification.
Defining rural does make a difference in ensuring
limited resources intended to address critical rural needs actually
are transmitted to locations that have those needs. The President's
New Freedom Commission on Mental Health, Subcommittee on
Rural Issues (NFC-SRI, 2004) recommended DHHS adopt a single definition
that was precise enough to capture the diversity of rural America
as to enable focused targeting of Federal resources to address specific
rural needs.
Rural Demographics
For rural America to be taken into account, it
is essential that the reality of rural be understood instead of
the myths. Many myths exist, and perhaps the most persistent is
the notion of rural America being synonymous with agriculture and
farms. There is a persistent image of rural areas being a patchwork
of family farms surrounding tranquil communities. Today, less than
10 percent of the rural population live on farms and people in rural
areas are engaged in a wide range of activities.
In 1992, only 7.6 percent of rural employment
was in farming (ERS/USDA 1995:5). Service employment, on the other
hand, accounted for 50.6 percent and has experienced the greatest
growth over the past two decades. Even in areas of the U.S. with
the greatest percentage of farm employment, non-farm employment
still accounts for nearly 80 percent of jobs. Simply Stated, most
family farmers supplement their farm-based income with non-farm
employment (ERS/USDA, 1995:12).
The family farm is fading from the rural landscape,
with a continued decline in the number of family farms during the
past decade, which continues a trend established for over a half-century.
Family farms are broadly defined here to include family-held corporations
and partnerships, as well as sole proprietorships. Census of agriculture
data confirms that family-owned farms are not losing their share
of U.S. farm product sales in relation to non-family corporations.
Non-family corporations comprised a relatively stable and minor
share (0.3 to 0.4 percent) of total U.S. farm numbers between 1978
and 1997, while their share of total farm product sales actually
fell, from 6.5 percent in 1978 and 1982 to 5.6 percent in 1997.
Socio-economic factors play an important role
in the accessibility of health and human services. Rural employment
is dominated by low wages, and rural incomes are less than those
in urban areas. In 1996, 23 percent of rural workers were employed
in the service sector and were nearly twice as likely to earn the
minimum wage as their urban peers (U.S. Congress, 2002). Compared
to urban workers, rural citizens are more likely to be unemployed
and less likely to move out of low wage jobs. Rural working families
are more likely to be poor than working urban families.
More than 25 percent of rural workers over age
25 earn less than the Federal poverty rate of $18,390, and 600 (23
percent) rural counties are classified as persistent poverty counties
by the U.S. Government. According to the Economic Research Service
(ERS) website (http://www.ers.usda.gov/),
the rural low-wage employment was 24 percent versus 16.6 percent
in urban areas. The higher incidence of nonmetro poverty compared
with metro poverty has existed since the 1960s when poverty rates
were first formally recorded.
Rural economies benefited from the economic expansion
during the 1990s. In addition, recent data on metro and nonmetro
employment change shows substantial employment growth in nonmetro
areas since mid-2002, based on the 2003 classification of metropolitan
status. Micropolitan and noncore counties are now experiencing employment
growth at a rate of more than 1 percent a year (ERS, 2005).
Over the last decade, nonmetro employment growth
has generally been fastest in the West even in times of economic
slowing. The slowdown had the greatest effect on nonmetro employment
growth in the South and the Midwest (ERS, 2005).
Nonmetro unemployment rates were highest in mining
counties during the 1990s, but this changed around the year 2001.
After a relatively positive experience in the 1990s, manufacturing
counties experienced a sharp increase in unemployment in 2001 and
currently have the highest unemployment rate of any county economic
type (ERS, 2005).
Child poverty is higher in rural areas, with more
than half of all rural children (3.2 million) in female-headed households
living in poverty. Children of color are particularly at risk, with
46.2 percent of rural African American, 43 percent of rural Native
American, and 41.2 percent of rural Hispanic children living in
poverty (U.S. Congress, 2002).
People of color constituted about 17 percent of
the rural population in 1997, compared with about 25 percent of
the overall U.S. population. A disproportionately large number of
Native Americans-nearly half of the overall Native American population-live
in rural areas. The rural white population is roughly proportional,
with 23 percent of whites living in rural areas. The remaining major
ethnic and racial groups are underrepresented in rural areas. Fifteen
percent of African Americans, nine percent of Hispanics, and five
percent of Asians and Pacific Islanders are rural.
Poverty rates by race indicate that non-Hispanic
Black people have the highest incidence of rural poverty at a rate
of approximately 30 percent. One out of every four Hispanics living
in rural areas lived in poverty in 2003. The above statistics exceed
the rate of poverty for non-Hispanic White people in rural areas,
which was 11 percent in 2003. The high poverty level for Hispanic
people is remarkable as their share of the rural population has
been increasing in the past 10 years (ERS, 2005).

As for rural population,
some places are growing, while many are not. During the 1990s, 2.2
million more people moved from the city to the country than vice
versa, reversing a trend of rural outmigration established during
the early 20th century. During this same time period, 70 percent
of rural counties grew in population, but the pace of growth slowed
during the end of the decade of the 1990s (U.S. Congress, 2002).
Since the mid-1990s, all rural counties (except
rural commuter counties) have experienced reduced rates of population
growth and the rural rate of growth is only half the rate of urban.
The great plains has experienced the most significant population
loss, and depopulation of some frontier counties (those counties
with fewer than six persons per square mile). These population trends,
especially population loss, strain the resources available to sustain
comprehensive systems of health and human services (NFC-SRI, 2004).
Rural educational levels continue to be less than
those in urban environments. Fewer rural adults have a college education
than do urban adults (15 percent versus 28 percent), and the number
of rural adults without a high school diploma is greater than in
urban areas (20 percent versus 15 percent). Fewer young adults in
rural areas seek higher education. Since the high school graduation
levels match or exceed urban levels, clearly these graduates are
leaving rural America more often than are their non-graduating peers,
making the "best and brightest" a chief rural export (U.S.
Congress, 2002).
This out-migration of capable young persons limits
the pool of local persons available to train and staff health and
human service systems. As a result many services are provided by
persons who are not indigenous to the rural communities they serve,
and often are only available on an itinerant basis (NFC-SRI, 2004).
Immigration is changing rural America in some
places. While most immigrants (about 95 percent) settle in large
metro areas, those who move to rural areas concentrate in a few
locations (Effland & Butler, 1997). For example, Texas is home
to 17 percent of the total rural immigrant population of the United
States. The West accounts for about seven percent of the nation's
rural immigrants. Overall, immigrants to rural areas comprise only
two percent of the total rural population. The single largest group
of rural immigrants is Mexican, whose share in rural immigrants
has increased from 48 percent in the 1980s to 57 percent in 1990s.
Rural America is home to numerous social, cultural,
religious and language differences. These differences are a part
of the reason why it is difficult to capture a cultural understanding
of rural America as a whole. While there are many similarities (e.g.,
small community), rural areas also differ from region to region.
For example, a rural community in the Northeast is likely very different
culturally from a small town in Alaska. These differences are distinguished
by the ethnicities that reside there, the political climate of the
State and other economic and social factors that are indigenous
to the area.
Data on homelessness in rural is limited and does
not reflect the true number of homeless, as efforts to identify
homeless persons often depend upon formal systems of support (e.g.
shelters) and often miss rural homeless who may be outside of rural
support systems. However, according to the National Coalition for
the Homeless (1997), "studies comparing urban and rural homeless
populations have shown that homeless people in rural areas are more
likely to be white, female, married, currently working, homeless
for the first time and homeless for a shorter period of time"
(p. 1).
Rural Mental Health
Demographics, economics and cultural values have
a dynamic impact upon mental health and mental health care. The
prevalence and incidence of adults with severe mental illnesses
and children with serious emotional disturbances are not significantly
different in rural and urban areas. What differs in rural America
is the experience of individuals with mental illnesses and their
families (Wagenfeld et al., 1994). Too often, that experience seems
to result in higher suicide rates for both rural adults with mental
illnesses and children with serious emotional disturbances (George
Mason University, 2000).
The different experiences that rural persons with
mental illnesses face are influenced by three factors (variables)
that may prevent them from receiving the mental health care they
need:
- Accessibility
- Availability
- Acceptability
These variables lead rural residents with mental
health needs to: enter care later in the course of their disease
than do their urban peers; enter care with more serious, persistent
and disabling symptoms and require more expensive and intensive
treatment response (Wagenfeld et al., 1994).
Accessibility: The New Freedom Commission
on Mental Health, Subcommittee on Rural Issues (2004) identified
three significant components of access to mental health services
that put rural residents at a significant disadvantage: knowledge,
transportation and financing.
An essential element of access is knowing when
one needs care and where and what care options are available
to address needs. In both respects, the rural experience differs
from the urban one. The frequently noted myth of an idyllic rural
existence persists (HHS Rural Task Force, 2002). This myth, when
widely held, becomes a barrier to creating an impetus for action
to address rural mental health problems.
The perception of need
for care is the first step in seeking care, and rural residents
enter care later than do their urban peers due to a lower perception
of need-a problem that is then compounded by their perceiving less
access to care. Empirical studies show that lower access to mental
health services is directly related to lower availability or supply
of mental health providers (Lambert & Agger, 1995). The barrier
to care posed by provider availability in rural areas is discussed
further in the next section.
The ability to travel to services and to pay for
those services if accessed is a significant barrier to rural persons.
Physically and psychologically accessible and affordable transportation
services may be unavailable, especially to rural children, people
with disabilities and the elderly. Public transportation is often
not an option to rural consumers of mental health services. As a
result, many rural mental health providers operate some form of
transportation service to bring consumers to care-an operational
cost not often incurred by their urban counterparts. Rural consumers
and families must often travel hundreds of miles weekly to access
care available only in larger communities that serve as "regional
centers of trade."
Employment-based health insurance covers a wide
variety of health services for Americans, and is the most common
form of health insurance coverage in the United States, covering
64.9 percent of the non-elderly population and 34.4 percent of the
elderly population in 1998. Size matters; often small employers
do not offer a full range of benefits and employers with 50 or fewer
workers were exempt from the Mental Health Parity Act of 1996. Retiree
health benefits have steadily declined over the past decade, with
only 30 percent of employers offering retiree health benefits in
1998, as compared to 40 percent in 1993 (McDonnell & Fronstin,
1999). A similar dramatic decline occurred for mental health benefits,
where per employee expenditures for behavioral health benefits have
gone from $151.54 in 1988 to $69.61 in 1997 (The Hay Group, 1998).
For rural Americans, the cost of health services
(only partially reimbursed by Medicare Part B; or at a discount
by Medicaid) may be too expensive-especially prescription drugs.
Small group and individual purchasers, who often cannot afford comprehensive
policies, dominate the rural health insurance marketplace. As a
result, these policies often have large deductibles, and limited
or no behavioral health coverage (McDonnell & Fronstin, 1999).
Rural residents also have longer periods of time without insurance
than do their urban peers and, hence, a greater likelihood of pent-up
demand. Also, they are more likely not to seek physician services
when they cannot pay, both because of pride and limited opportunities
for free or reduced-fee clinical care (Mueller, Kashinath &
Ullrich, 1997).
Parents who have children with mental health problems
but limited or no ability to pay for treatment may have to face
a disturbing option: relinquishing custody of the child in order
to obtain needed services. Multiple groups have commented on this
practice, including the National Alliance for the Mentally Ill (NAMI),
the Bazelon Center for Mental Health Law, and the Federation of
Families for Children's Mental Health (FFCMH). 2
It is beyond the scope of this document to present
all the issues related to relinquishment of custody to receive services.
However, a report by the FFCMH lists the consequences of relinquishment.
They State:
"These public practices:
- Lead children to believe they have been abandoned
by their family into the care of the State thus irreparably harming
the bond between the child and family;
- Force parents to make an otherwise unthinkable
choice between retaining responsibility for and a relationship
with their children and giving over decision-making authority
and control to a State agency in order to obtain the help their
child desperately needs;
- Waste public funds by keeping children as wards
of the State when their basic needs could otherwise be provided
by families who love them; and
- Force children into expensive residential placements
rather than promoting and supporting families with less costly
community-based services.
The implications of these phenomena can have a
significant bearing on rural mental health through limiting the:
- Supply pool of skilled individuals to staff
mental health programs;
- Availability of natural supports for persons
with serious mental illnesses and children with serious emotional
disturbances;
- Level of peer support and affiliations available
to create and sustain an environment that supports professional
recruitment and retention of mental health and allied staff; and,
- Financial resources available to support a
"continuum of mental health services" (Gamm, Tai-Seale & Stone,
2002).
Rural mental health systems can rarely
operate without direct or indirect governmental subsidy; this is
especially true for programs serving persons with serious mental
illness (SMI) or children with severe emotional disturbances (SED)
(Wagenfeld, 2000).
Availability: The availability of rural mental health services
and providers is seriously limited in rural communities. Over 85
percent of the 1,669 Federally designated mental health professional
shortage areas (MHPSAs) are rural (Bird, Dempsey & Hartley,
2001). According to the National Advisory Committee on Rural Health
(1993), of the 3,075 rural counties in the United States, 55 percent
had no practicing psychologists, psychiatrists, or social workers,
and all of these counties identified were rural.
It is often difficult to recruit and keep
professionals in rural areas. Although there have been government-subsidized
programs (e.g., student loan repayment), they have only had a minimal
effect in solving the mental health workforce shortage in rural
areas. Furthermore, it is often difficult for mental health providers
with spouses or partners to find work for both people. For those
brought up or currently living in urban or suburban areas, the transition
to life in a rural or frontier area can be difficult. Lower salaries
and a more limited range of social and other outlets may be disincentives
to move to such areas or motivators to return to urban centers.
Unlike the situation in general rural healthcare, specific Federal
strategies for sustaining a rural mental health infrastructure do
not exist (e.g., Community and Migrant Health Clinic Programs, Critical
Access Hospitals). Finally, rural programs often operate in areas
with disproportionately limited sources of financial resources to
leverage as matching funds in seeking to compete for Federal and
private foundations grant support.
Acceptability: Most Americans value self-reliance
or utilizing family or other close relationships to solve problems.
For this reason, many attach stigma to having or seeking help for
mental health or substance abuse problems. However, this appears
to be more of an issue in rural communities, as there is less anonymity
in seeking help. That is, belief in self-reliance and limited anonymity
combine to more significantly limit a rural person's likelihood
of seeking services.
On the provider side, Roberts, Battaglia
and Epstein (1999) described how rural caregivers face serious clinical
ethical dilemmas every day. Rural clinicians commonly provide care
without optimal supports, services and safeguards for their patients.
It is necessary at times to ration care; to provide care outside
of their usual areas of expertise and competence; to deal with patients'
"noncompliance" related to access problems; to respond
to complaints about colleagues' impairments and to make complex
clinical decisions about reproductive, end-of-life and quality-of-life
issues without the benefit of specialists.
Care requires addressing patients' potential for
self-harm and violence; dealing with the heightened social stigma
associated with mental disorders; protecting vulnerable patients
from potential abuse or exploitation and grappling with care planning
for individuals with impaired decision-making capacity. These ethical
issues are often more acute in rural or isolated health care settings
primarily because usual practices to ensure ethical conduct are
narrowed by the scarcity of health care resources.
References
Bird, D.C., Dempsey, P. & Hartley, D. (2001).
Addressing mental health workforce needs in underserved rural
area: Accomplishments and challenges. Portland, ME: Maine Rural
Health Research Center, Muskie Institute, University of Southern
Maine.
Ciarlo, J.A., Wackwitz, J.H., Wagenfeld, M.O.
& Mohatt, D.F. (1996). Focusing on "frontier":
Isolated rural America. Letter to the Field No. 2. Boulder,
CO: Frontier Mental Health Resource Network, WICHE Mental Health
Program, http://www.wiche.edu/mentalhealth/.
Effland, A. B. W. & Butler, M. A. (1997).
Fewer immigrants settle in nonmetro areas and most fare less well
than metro immigrants. Rural Conditions and Trends, 8(2),
60-65.
Economic Research Service; United States Department
of Agriculture. (Information accessed in 2005) http://www.ers.usda.gov/
ERS/USDA (1995). Understanding Rural America.
Agricultural Information Bulletin No. 710. Washington, D.C.: Economic
Research Service, U.S. Department of Agriculture.
Gamm, L., Tai-Seale, M. & Stone, S. (2002).
Meeting the mental health needs of people living in rural areas.
Rockville, MD: Center for Mental Health Services, SAMHSA, U.S. Department
of Health and Human Services.
Lambert, D. & Agger, M. (1995). Access of
rural Medicaid beneficiaries to mental health services. Health
Care Financing Review, 17(7), 133-145.
McDonnell, K. & Fronstin, P. (1999). EBRI
health benefits data book (1st ed.). Washington, D.C.: Employee
Benefit Research Institute.
Mueller, K., Patil, K. & Ullrich, F. (1997).
Lengthening Spells of Uninsurance and their Consequences. The
Journal of Rural Health, 13(1).
National Advisory Committee on Rural Health (1993).
Sixth annual report on rural health. Rockville, MD: Office
of Rural Health Policy, Health Resources and Services Administration,
HHS.
National Coalition for the Homeless (1997). Rural
homelessness (NCH Fact Sheet No. 13). Also available: http://www.nationalhomeless.org/publications/facts/Rural.pdf
(1998, November 10).
Office of Management and Budget (1990). OMB Circular
A-11. Preparation and Submission of Budget Estimates.
Office of Management and Budget (2003). OMB Bulletin
No. 03-04. http://www.whitehouse.gov/omb/bulletins/b03-04.html
Roberts, L. W., Battaglia, J., & Epstein,
R. S. (1999). Frontier ethics: Mental health care needs and ethical
dilemmas in rural communities. Psychiatric Services, 50(4),
497-503.
The Hay Group. (1998). Health care plan design
and trends. Arlington, VA: The Hay Group.
The President's New Freedom Commission on Mental
Health (2004). Achieving the Promise: Transforming Mental Health
Care in America. A final report. DHHS Pub. No. SMA-03-3832.
Rockville, MD.
The President's New Freedom Commission on Mental
Health (2004). Subcommittee of Rural Issues: Background Paper.
DHHS Pub. No. SMA-04-3890. Rockville, MD.
U.S. Census Bureau (2003). http://www.ers.usda.gov/Briefing/Rurality/NewDefinitions/.
U.S. Congress (2002). Why rural matters. In Fast
Facts [Electronic Version]. Washington, DC: Congressional Rural
Caucus. U.S. House of Representatives.
U.S. Health and Human Services Rural Task Force.
(2002). One department serving rural America (Report to the
Secretary). Washington, DC: U.S. Department of Health and Human
Services.
Wagenfeld, M.O. (2000). Organization and delivery
of mental health services to adolescents and children with persistent
and serious mental illness in frontier areas. Journal of the
Washington Academy of Sciences, 86(3), 81-88.
Wagenfeld, M.O., Murray, J.D., Mohatt, D.F., and
DeBruyn, J.C. (1994). Mental Health and Rural America 1980-1993:
An Overview and Annotated Bibliography. Rockville, Md. Office
of Rural Health Policy, HRSA, and Office of Rural Mental Health
Research, NIMH, NIH, 1994. NIH Publication No. 94-3500.
Notes for Chapter 1
1. Source: Northeast-Midwest Institute
calculations based on data from U.S. Department of Commerce, Census
Bureau, 2000 Census, Summary File 3, Table P.5 Urban and Rural,
data extracted via http://factfinder.census.gov.
2. For more information on these
organizations and the issue of relinquishing custody, please visit
the following websites: http://www.bazelon.org/issues/children/publications/index.htm;
http://www.ffcmh.org/;
http://www.nami.org/.
2
Epidemiological Overview of Mental
Health in Rural America
This chapter will review the epidemiologic evidence
for the prevalence of mental health disorders in rural areas of
the United States since the last publication of this book. In addition,
this section will address some of the clinical, social and policy
implications for rural communities as a result of the epidemiologic
data.
Historically, rural America has lacked the necessary
political influence to promote effective rural mental health policy
agendas (Ahr & Halcomb, 1985; Danbom, 1995; Dyer, 1997; Kimmel,
1992). Recent survey results indicate that rural health centers
and State organizations for rural health rated mental health as
a top priority (Gamm, Tai-Seale & Stone, 2002). Several Federal
projects including Rural Healthy People 2010, the President's New
Freedom Commission, Subcommittee on Rural Issues and the 1990
Surgeon General's report on Mental Health indicate the existence
of underserved mental health issues in rural communities. Recommendations
from these various reports are described throughout this chapter.
Prevalence
The most comprehensive and recent data indicate
that the prevalence and incidence of mental health problems are
similar between rural and urban populations (Kessler et al., 1994).
Current prevalence rates show that approximately 20 percent of the
United States population is affected by mental health issues each
year (Kessler et al., 1994). Additionally, although this book presents
mental health and substance abuse disorders in separate chapters,
it is important to keep in mind that these disorders often co-occur.
A study by Gogek (1992), found that approximately 40 percent of
mentally ill individuals in rural populations were using illegal
substances. This illustrates the importance of integrating services
through formal and informal collaboration and including substance
abuse statistics when discussing mental health.
The overall prevalence of substance abuse among
adults has frequently been shown to be comparable between rural
and urban areas. According to the Epidemiological Catchment Area
(ECA) Study, which compared rural and urban prevalence rates for
a large variety of psychiatric disorders, the rural lifetime prevalence
rate of these combined disorders was 32 percent, only slightly lower
than the 34 percent rate in urban areas (Robins & Reiger, 1991).
In a review of studies investigating the prevalence
of psychiatric disorders in rural primary care settings, Sears and
colleagues (2003) found that 34 to 41 percent of patients had a
mental health disorder. Additionally, results of studies of seriously
mentally ill individuals indicate that rural residents have poorer
outcomes (e.g., reliance on inpatient services, increased symptom
severity) when compared to urban residents, especially if there
are co-occurring substance abuse issues (Fisher, Owen & Cuffel,
1996; Rost et al., 1998).
One striking difference between rural and urban
populations is the higher rate of suicide in rural communities,
which has been a consistent trend for more than a decade (New
Freedom Commission Subcommittee on Rural Issues; NFC-SRI, 2004;
Institute of Medicine, 2002; Stack, 1982; Wagenfeld et al., 1994).
Specifically, the suicide rate for older adult (elderly) males and
Native American youth in rural populations is significantly higher
than in urban populations (Eberhardt, Ingram & Makuc, 2001).
Adults suffering from depression, who live in
rural areas, tend to make more suicide attempts than their urban
counterparts (Rost et al., 1998). However, Rost and colleagues (2002)
suggest that it is difficult to attribute these elevated suicide
rates to rurality per se because suicide comparisons have not been
adjusted for other variables such as income and education.
Women & Families
Rural families often experience stress because
of the high poverty rates, high unemployment rates and low educational
opportunities (Champion, 2002; Human & Wasem, 1991). Women living
in rural areas are particularly affected by these barriers of rural
culture and are at a higher risk for abuse (Boyd, 2000; Champion,
1999; Champion, 2002; Dimmitt, 1995). Because of the small size
of rural communities and a lack of anonymity, it may be very difficult
for women to leave abusive or dangerous relationships, which is
compounded by a lack of mental health and other community services.
Health providers, especially in rural communities, need to be aware
of the complex emotional repercussions of abuse (emotional or physical),
such as depression and other mood disturbances. Studies have found
additional factors associated with depression in rural women, including
isolation, declining farm economy (making income unpredictable)
and the lack of social, educational and childcare resources (Bushy,
1993; Hauenstein & Boyd, 1994).
Rural women are more likely to seek mental health
treatment than rural men, but both are more likely to utilize mental
health care services if they have previously sought mental health
treatment in the past (Kenkel, 2003). Hauenstein and Boyd (1994)
found that 41 percent of their sample of rural women reported depressive
symptoms, which contrasts with the typical urban prevalence rates
of 13 to 20 percent. Several factors including age, employment status
(i.e., unemployed) and lack of education were associated with more
depressive symptoms (Hauenstein & Boyd, 1994). Despite the fact
that depression is common in rural areas (i.e., 40 percent of all
patient visits to primary care physicians), rural doctors detect
50 percent less depression in their patients than their urban counterparts
(Rost et al., 1995). The implication of this lower detection rate
is the need for increased training for general medical professionals
and improved collaborative relationships between medical and mental
health professionals.
Children
Approximately one-third of American youths live
in rural areas (Cutrona, Halvorson & Russell, 1996). Epidemiologic
studies of rural youths are not common, but existing results have
consistently found comparable rates of psychiatric disorder, controlling
for income (Angold et al., 2002).
Rural children have some different characteristics
when compared to urban children. Nordal, Copans and Stamm (2003)
report that although drug abuse rates are lower overall, rural teenagers
tend to drink more alcohol and have higher rates of risky sexual
behavior (i.e., two times as likely to be sexually active, have
an earlier first sexual experience and report more alcohol-related
sexual intercourse). Twenty percent of teen pregnancies occur in
rural communities (Yawn & Yawn, 1993). It is not uncommon for
adolescents who engage in risky sexual behavior or who have substance
abuse problems to also be struggling with emotional issues that
contribute to or increase the odds of engaging in such behaviors.
Rural areas often have difficulty meeting the
needs of children with serious mental health problems (Holzer, 1998).
A study by Angold and colleagues (2002), which compared psychiatric
disorder, impairment and service use among rural African American
and White youth, found that despite equal access to mental health
services (i.e., school-based mental health services), African American
youth were only half as likely as White youth to use specialty mental
health services. This study also reported that only one in three
youth with a current psychiatric diagnosis had received any mental
health care from any professional during the previous three months
(Angold et al., 2002).
Youths in the United States who are in need of
mental health services are not receiving care traditionally offered
by outpatient service agencies (Flaherty, Weist & Warner, 1996;
Weist, 1997). Possible reasons for this trend include a lack of
trained mental health providers, transportation issues, family disorganization,
or stigma linked to mental health issues (Kelleher, Taylor &
Rickert, 1992). However, there is a significant lack of providers
specializing in providing treatment to children and adolescents
(Nordal et al., 2003).
Students with mental health issues are most commonly
seen in school-based clinics, which reduce some barriers to accessing
care (Welsh, Domitrovich & Bierman, 2003). These authors describe
a school program initiated in rural Pennsylvania in which several
mental health programs were integrated into their current services.
Specifically, the referral process for mental health services was
directly connected with the Student Assistance Program (SAP), a
State-regulated program that identified and provided interventions
to students with emotional or behavioral problems. School-based
mental health professionals participated on the SAP team and were
able to conduct assessments, provide case management when necessary
and act as a link to the community mental health care system, which
increased access and helped streamline care.
Elderly
Rural elders may perceive or interpret the need
for mental health services differently than their urban counterparts.
Rural elderly often encounter the same or increased health needs
as urban elderly. However, they often face unique geographic and
economic factors (e.g., transportation difficulties, inadequate
housing and limited availability of health care services) that influence
the environment in which they grow older (Chalifoux et al., 1996;
Lubben, Weiler, Chi & De Jong, 1988). The literature indicates
that rural elderly persons with mental health issues are often underserved
(Dellasega, 1991; Gamm, Stone & Pittman, 2003).
It is estimated that 15 to 25 percent of individuals
65 years or older have significant mental health problems. However,
roughly 85 percent do not receive needed treatment (Dorwart, 1990).
This is troubling, as rural areas typically have a higher number
of older adults than urban areas, a ratio that continues to increase.
This increase, which began in the 1950s, is partly attributable
to the aging of the population in general, the immigration of older
persons from urban areas and the outmigration of younger adults
(Rogers, 1999; Rowland & Lyons, 1989).
The rural elderly also have complex mental health
needs (e.g., Alzheimer's and other dementias) that are compounded
by fragmented and inaccessible services (Buckwalter, Smith &
Caston, 1994), fears of institutionalization and geographic isolation.
Although there are national data on the prevalence of dementia in
the general population, there are no data on the specific prevalence
of dementia in rural areas (Buckwalter, Smith & Caston, 1994).
It has been noted that the misdiagnosis of Alzheimer's
disease may have serious repercussions for the elderly in rural
areas, who often have less access to diagnostic expertise (Rathbone-McCuan
& Fabian, 1992). Only approximately five percent of patients
at Community Mental Health Centers and less than two percent of
private psychiatric patients in rural areas are elderly, which is
most likely attributable to transportation issues and stigma regarding
mental health in general. In rural areas, the criminal justice system
and nursing homes are frequently responsible for the mentally ill
rural elderly (Buckwalter et al., 1994).
Despite some of the barriers encountered by rural
elderly, there are some positive attributes as well, including a
strong sense of community and social support. In addition, despite
isolation and evidence of diminished health status for rural elders,
they do not differ much in life satisfaction compared to urban elders.
While there are some value differences between urban and rural areas,
some authors (Buckwalter et al., 1994; Harbert & Ginsberg, 1990)
caution against categorizing rural elders as a homogenous group,
as cultural differences exist even in predominately white farmlands.
Area Agencies on Aging (AAA) can be influential
in mobilizing informal community resources to provide support during
crises and prevent unnecessary institutionalization (Rathbone-McCuan,
1993). In addition, increased outreach efforts directly targeting
the rural elderly, as well as increased home visitation programs
may be helpful in increasing education and utilization of mental
health services for this group. Psychiatric nurses and other mid-level
providers with adequate training in geriatric mental health may
be instrumental in providing services for the rural elderly.
A higher percentage of rural elderly live below
200 percent of the Federal poverty level compared to their urban
counterparts (52.3 percent vs. 41.2 percent) (Agency for Healthcare
Research and Quality, 2000). Rural elderly comprise almost 25 percent
of the Medicare population, but not all beneficiaries may be offered
a plan that covers prescription drugs. In 2003, rural beneficiaries
on average spent more out-of-pocket on prescription drugs compared
to urban beneficiaries (Caplan & Brangan, 2004).
In 2003, Medicare beneficiaries either obtained
drug coverage from some other public or private source, or paid
for their drugs out of pocket. Prescription drugs for all Medicaid
beneficiaries in 2003 were the largest single out-of-pocket expense
on health care, with the exception of the costs of health care premiums.
Sixty percent of rural beneficiaries had some type of prescription
drug coverage in 2003, compared to almost three quarters (72 percent)
of urban beneficiaries. In addition, rural beneficiaries were more
likely to have Medigap and were less likely to be in a private health
plan, regardless of drug coverage status. Prescription drug coverage
under Medigap generally provides a limited benefit, with higher
coinsurance (50 percent) and annual benefit limits that are not
commonly found in employer-provided plans. Consequently, the majority
of beneficiaries with Medigap do not have any drug coverage (Caplan
& Brangan, 2004).
The drug benefit established by the Medicare
Prescription Drug, Improvement, and Modernization Act (MMA) of 2003
will be effective in 2006. The goals of the new benefit are to change
the spending characteristics of the Medicare population, increase
utilization, decrease drug prices and lower out-of-pocket spending
for Medicare beneficiaries (Stell & Rodgers, 2004). This new
legislation (MMA) will add prescription drug coverage to Medicare
beginning in 2006. The availability of new coverage may provide
a critical source of drug coverage for individuals in rural areas
(Caplan & Brangan, 2004).
Veterans
In the late 1980s, veterans in rural areas did
not have access to specialized Post-Traumatic Stress Disorder (PTSD)
treatment unless they traveled long distances to larger Veteran's
Administration hospitals (Sandrick, 1990). Research indicated that
veterans are more likely to access PTSD treatment through the Veteran's
Health Administration (VHA) than through non-VA mental health services
(Rosenheck & Fontana, 1995). By the late 1990s, the VHA opened
141 inpatient and outpatient PTSD treatment programs across the
nation (Fontana et al., 1999). However, a commission that reviewed
the methodology used to identify new clinic locations indicated
that the selection process was disadvantageous to veterans living
in rural areas. In response to these findings, the VHA revised its
Community Based Outpatient Clinic (CBOC) planning criteria to include
more emphasis on the importance of access to care for rural veterans.
The purpose of these clinics was to improve access to primary care
and mental health services for veterans in rural communities.
Refugees
Refugee communities from a variety of racial and
ethnic backgrounds are increasing in rural areas (Marsella et al.,
1994) in search of safety and job opportunities (Markstrom et al.,
2003). Between five and 35 percent of refugees are survivors of
torture (Baker, 1992) and often struggle with emotional difficulties
(e.g., Post-Traumatic Stress Disorder, social adjustment problems)
(U.S. Committee for Refugees, 1997). This is important for mental
health professionals working in rural areas and implies the need
for increased knowledge and training in working with refugee populations
and survivors of trauma. The information regarding refugee mental
health in rural communities is significantly inadequate. While there
is some information regarding refugee mental health in general that
may be useful and applicable to rural refugees, there is a significant
need for further research in this area. Language and cultural barriers
also sometimes prevent refugees from receiving mental health services.
Barriers to Mental Health Treatment in Rural
Communities
There are numerous barriers that contribute to
disparities in access to care, utilization of services and treatment
of mental health disorders for rural residents. Fox, Merwin and
Blank (1995) and the New Freedom Commission on Mental Health,
Subcommittee on Rural Issues (2004) indicate that obstacles
to service use generally fall into three categories: availability,
accessibility and acceptability.
Availability refers to the presence or absence
of services and service providers. Accessibility refers to whether
or not people can reach the services they need. Acceptability indicates
a person's attitude to mental health issues, willingness to seek
services and enter treatment.
Whether individuals with mental health issues
received treatment has been predicted by availability (Fortney,
Rost & Zang, 1998) and accessibility (Fortney, Rost & Warren,
2000). Hoyt and colleagues (1997) indicated that perceived acceptability
predicts the willingness to initiate an evidence-based treatment
regimen.
The mental health service system in rural areas
is often described as de facto and is comprised of a loosely organized
and fragmented array of services and providers (Fox, Merwin &
Blank, 1995; Rost et al., 2002). Rural residents with mental health
issues often do not seek treatment until the problem has worsened
and is currently impeding functioning in multiple areas of life
(e.g., relationships, work). Delays in seeking treatment are often
due to financial barriers (Schur & Franco, 1999). In this way,
rural mental health, generally speaking, is not preventive, but
is often reactive to mental health issues that have been exacerbated
by crises.
Availability
There is clear evidence that the availability
of mental health services and the number of mental health providers
in rural areas is severely inadequate. Rural America has been underserved
by mental health professionals for the past 40 years. Over 85 percent
of the 1,669 Federally designated mental health professional shortage
areas (MHPSAs) are rural (Bird, Dempsey & Hartley, 2001). According
to the National Advisory Committee on Rural Health (1993), of the
3,075 rural counties in the United States, 55 percent had no practicing
psychologists, psychiatrists, or social workers, and all of these
counties identified were rural (NFC-SRI, 2004). In the past 10 years,
many rural hospitals have closed or been converted to Critical Access
Hospitals due to financial and other economic reasons (NFC-SRI,
2004). Although Critical Access Hospitals provide a more limited
array of services than full-service hospitals, they still serve
an important function in the service system in rural areas.
It is estimated that approximately two-thirds
of individuals with symptoms of mental illness receive no care at
all. Of those who do receive treatment in rural areas, approximately
40 percent receive care from a mental health specialist and 45 percent
from a general medical practitioner (Regier et al., 1993). There
are approximately 605 rural counties in the U.S. without a medical
health care provider, and approximately 1,600 rural counties that
do no have accredited mental health care providers (Rosmann &
Van Hook, 1998).
Primary care physicians and other general medical
practitioners are often the first-line mental health providers for
rural residents. However, primary care physicians may not be adequately
trained to identify and treat mental illness and behavioral disorders
(Ivey, Scheffler & Zazzali, 1998; Little et al., 1998; Susman,
Crabtree & Essink, 1995). In addition to training concerns,
primary care physicians may also lack the time and resources to
diagnose mental health disorders adequately.
The public mental health system is frequently
the only provider in rural areas that serves individuals with serious
mental health issues. In the absence of a formal safety net of providers
(e.g., public hospital systems, Federal, State and locally supported
Community Health Centers and local public health departments), the
"informal" safety net (e.g., private professionals and
organizations that provide free or low-cost care) is forced to bear
the responsibility of treating the majority of mental health issues
in rural communities (Taylor, et al., 2003; Hartley & Gale,
2003). Additionally, informal safety net providers utilize lay community
health workers (also known as indigenous paraprofessionals) as providers
of mental health care in rural communities (Hollister et al., 1985;
Wagenfeld et al., 1994).
As a result of the lack of mental health services
in rural areas, law enforcement is often responsible for responding
to mental health emergencies (Larson, Beeson & Mohatt, 1993).
Other first responders include fellow community members who, as
with law enforcement, generally do not have the training or experience
recognizing mental illness and/or providing triage or stabilization
assistance to individuals in immediate crisis. Identifying mental
illness, especially if substance abuse issues are also present,
is often complicated and requires specialized knowledge and experience
to handle these situations effectively.
There are significant differences in the distribution
of rural Community Health Centers (CHCs). Many Eastern and Southern
States have approximately 30 to 40 rural CHC sites, but many Midwestern
and Mountain States (e.g., Iowa, Minnesota, Nebraska, Kansas) have
few or none (e.g., North Dakota) (National Advisory Committee on
Rural Health, 2000; Hartley & Gale, 2003). The Farm Bill of
1987 included the Rural Crisis Recovery Act which helped support
direct funding of rural mental health services. However, community
efforts are often limited by the lack of long-term funding to ensure
sustainability.
The recruitment and retention of certified mental
health professionals is of major concern in rural communities (Kimmel,
1992). In addition, Medicare reimbursement rates are often lower
in rural areas, which affect the earning potential for rural mental
health professionals (Meyer, 1990). The shortage of mental health
professionals prompted the National Health Service Corps (NHSC)
to offer loan repayment in exchange for service in MHPSAs. From
1995 to 1999, the NHSC placed 244 mental health professionals in
rural areas (Bird et al., 2001).
The availability of specialty mental health services
(e.g., neuropsychology, geriatric) is even lower than that of general
mental health services. Most specialty mental health services are
available through larger trade centers or locally by periodic visits
made by providers (Wagenfeld et al., 1994). Rural areas also contain
fewer hospital-based inpatient and outpatient services for both
psychiatric and substance abuse (Hartley et al., 1999). Often when
individuals are released from inpatient care to the community, there
are few social services and rehabilitation agencies to provide follow-up
care.
Although there has been increased National attention
and support for evidence-based practices, there have been only minor
efforts to increase workforce development activities to enable rural
mental health providers and systems to initiate such practices.
In fact, there has been a steady decline in the number of training
programs that specifically target rural mental health professionals
(NFC-SRI, 2004; Wagenfeld et al., 1994).
Accessibility
Despite comparable prevalence rates for mental
disorders among rural and urban residents, rural residents are much
less likely to have access to services or providers (Lambert &
Agger, 1995). As discussed in Chapter 1, there are three significant
components of access to mental health services for rural residents:
knowledge, transportation and financing. These issues will be briefly
expanded upon here.
Mohatt and Kirwan (1995) found that rural residents
lacked an awareness of the need for mental health care, which leads
to seeking care later in the course of their disorders. Perceived
need for treatment is often hindered by acute symptoms that obscure
an individual's understanding of the need for immediate treatment
(Rost et al., 2002). Current research suggests that perceived need
for care is so low that even minimal barriers in other areas can
prevent a person from seeking assistance (Rost et al., 2002).
One response to overcoming these barriers is a
marketing effort to enhance rural knowledge of mental illnesses,
treatment options/best practices and local resources. However, administrators
and providers of rural mental health services have expressed their
apprehension about creating an increased demand when current resources
are often over-utilized. Nevertheless, consumers, noting "they
couldn't go because they didn't know," believe public education/marketing
efforts should be among the top priorities for enhancing the rural
mental health care system (Ralph & Lambert, 1999). Many outreach
interventions in rural areas have failed to convince mentally ill
individuals that they need to seek care (Fox et al., 1999).
The ability to travel to mental health services
is a significant barrier for rural Americans (NFC-SRI, 2004). Transportation
barriers for people living in rural communities include the lack
of personal transportation to travel to service providers, limited,
inefficient, or inconvenient public transportation (Schauer &
Weaver, 1993; U.S. Senate, 1992) and the use of catchment areas,
which can complicate access to services for rural residents. The
catchment area system may require individuals to seek services in
an area that they do not usually frequent due to the allocation
of funding streams (Mulder et al., 2002).
Inability to pay further hinders accessibility
to mental health services, either because of insufficient insurance
coverage or high co-payments for appointments (Zevenbergen &
Buckwalter, 1991). Of the people living in rural areas who do have
health insurance, many do not have comprehensive benefits and do
not have coverage for psychotherapy (NIMH, 2000). Many rural residents
are self-employed or are employed by a small business and, thus,
may not have employer-based health insurance. In response to increased
insurance premiums (by an average of 16.4 percent in 2001), many
small businesses are either discontinuing insurance coverage for
their employees, dropping coverage for dependents, increasing the
employee's contribution to the premium and deductibles, or not providing
health insurance at all (Levitt, Holve & Wang, 2001; Hartley
& Gale, 2003). As a result, more rural residents are paying
out-of-pocket for basic primary care services (Hartley & Gale,
2003).
Two-thirds of those uninsured living in rural
areas are poor or near-poor, meaning their family income is less
than 200 percent of the poverty level (Kaiser Commission, 2003).
Low-income adults, who comprise almost half of the rural uninsured,
only qualify for Medicaid if they are disabled, pregnant, elderly,
or have dependent children (Kaiser Commission, 2003). Approximately
one-fourth of the rural poor qualify for Medicaid, compared to 43
percent of low-income urban residents.
The cost of health services that are only partially
reimbursed by Medicare and Medicaid may be too expensive for some
rural residents. Further complicating the cost issue is the lack
of Federal strategies for sustainable mental health services (NFC-SRI,
2004). In addition, rural programs often operate in areas with limited
sources of financial resources to leverage as matching funds for
other grant support (NFC-SRI, 2004). Finally, although the actual
numbers of individuals with serious mental illness in rural areas
may be relatively small (Gale & Deprez, 2003), the geographic
limitations and fragmented delivery of mental health services make
it difficult for this population to access appropriate services.
Lack of insurance can be especially tragic for
families with children with severe emotional disturbances (SED).
Too often, parents face the unthinkable choice of relinquishing
custody of their child to obtain mental health treatment because
they cannot pay for care. It has been estimated that more than 25
percent of families in the nation face this crisis each year (Bazelon
Center, 2000; NAMI, 1999). While the data are not extensive in this
area, the available data would suggest that rural families with
lower rates of insurance coverage and lack of provider availability
may be at greater risks of facing this horrible dilemma.
The emergence of telehealth strategies over the
past decade has opened a new access point for many rural consumers,
families and systems. The use of telecommunication in the delivery
of health services, consultation and training in mental health is
expanding rapidly. The field is very broad, spanning audio-only
telephone or radio consultation and crisis intervention to very
sophisticated interactive audio-video linkages between distant clinical
and training sites.
A recent review and survey of current grantees
under the Federal Office for the Advancement of Telehealth (LaMendola,
Mohatt & McGee, 2002) found mental health was listed as the
most often service being delivered. However, closer examination
found that telehealth mental health care was a major component of
less than a dozen projects, and few noted any formal link to the
systems of care for adults with SMI or children with SED. Frequently,
these projects are organized around hospital and primary care networks
that may lack strong collaborative traditions with the systems of
care for adults with SMI and children with SED.
The study also found little data on telehealth mental health care
performance beyond consumer satisfaction surveys and process measures.
Telehealth mental health care has been held forth as a significant
tool in improving the chronic lack of access to mental health services
among rural populations. However, there simply are not enough data
available to measure the ability of such telehealth strategies to
enhance access for adults with SMI or children with SED.
Acceptability
The acceptability of mental health services in
rural areas is hindered by stigma, cultural beliefs and values (Intermill
& Rathbone-McCuan, 1991). Rural residents tend to value self-reliance
and view help-seeking behavior in a more negative light than urban
residents (Rost et al., 2002). Other cultural attitudes often observed
in rural communities include the fear that fellow rural community
members will discover they are in treatment for emotional issues
(Berkowitz & Helund, 1979; Bushy, 1993; Wagenfeld et al., 1994).
Many rural individuals may be fearful of being labeled "insane,"
of being shunned by friends and other community members, or of being
institutionalized (Buckwalter et al., 1994). According to Rost,
Smith and Taylor (1993), the more negative the labeling of a rural
individual struggling with depression, the less likely they are
to seek treatment.
A survey of rural mental health outreach programs
by the National Association for Rural Mental Health (NARMH) found
that even the best programs felt unprepared to meet the cultural
and clinical needs of recent immigrants to rural areas (NFC-SRI,
2004; Lambert et al., 2001). Many ethnic minority individuals are
unable to access providers who are of similar ethnic or cultural
background, speak their native language, or are knowledgeable about
their particular culture (Martin, 1997; NFC-SRI, 2004; U.S. Public
Health Services Office of the Surgeon General, 2001). Because of
this barrier, ethnic minority individuals may be more hesitant to
enter treatment based on fear that the provider may not understand
their culture and traditions.
It is common for public mental health programs
and services to be based on urban models and experiences, and are
merely applied to fit rural communities (Beeson et al., 1998; Bergland
& Dixon, 1988; Gamm et al., 2002; Larson et al., 1993; Mohatt,
2000; NFC-SRI, 2004). Mental health professionals are generally
trained with urban-centered standards that often do not directly
apply to rural communities (Wagenfeld & Buffum, 1983).
Mental health providers in rural areas need an
understanding of and appreciation for cultural similarities and
differences within, among and between groups (NRHA, Issue Paper,
1999). The American Psychological Association (1995) identified
five important goals of cultural competence: 1) identifying social,
economic, political and religious influences affecting rural communities
2) understanding the importance of ethnic and cultural influences
in rural communities and the importance of the oral tradition 3)
understanding the impact of the interaction between social institutions
and ethnicity on the delivery of mental health services 4) recognizing
the impact of the provider's own culture, sensitivity and awareness
as it affects his or her ability to deliver mental health care and
5) understanding alternative treatment sources in the ethnic minority
culture.
Reducing the stigma against mental disorders and
encouraging individuals to seek treatment when needed may be accomplished
by increasing educational campaigns and enhancing social and professional
network referrals (Kenkel, 2003). Understanding and utilizing the
work of indigenous healers or other natural supports could be particularly
helpful in this regard (Neese, Abraham & Buckwalter; 1999; Buckwalter,
1992).
Summary
As Roberts, Battaglia and Epstein (1999) wrote,
"The mental health needs of rural America are immense, and
it is increasingly recognized that implementation of adequate psychiatric
services in nonmetropolitan areas is a critical national health
imperative." Rural mental health has emerged as a priority
area for policy makers, mental health professionals and rural community-based
service providers. The literature on mental health in rural communities
clearly defines areas of unmet need for individuals with mental
health issues including a lack of availability of services, a lack
of access to these services and a lack of acceptability by rural
residents due to the ever-present stigma around mental illness.
Suggestions for improvement include increasing
the number of training programs focused on rural issues while simultaneously
promoting recruitment and retention efforts for students interested
in working in rural areas. Other recommendations include increasing
training for primary medical providers about mental health issues
and increasing collaborative relationships between medical providers
and mental health professionals. The most recent Institute of Medicine
report Quality through Collaboration: The Future of Rural Health
(2005) also emphasizes the need for better coordination of care
and collaboration. This report offers many suggestions on increasing
partnerships and is a guide for service agencies and policymakers
on the benefits of such collaboration in rural America. Policy reform
at the legislative level is also critical to increasing public attention
to rural mental health issues and to increasing funding streams
for providers and agencies working in rural communities. New technology,
such as telemedicine, can also help to fill some of the service
gaps in rural communities. Lastly, continued research is necessary
to further define rural mental health issues and the service needs
that result from those issues.
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